U.S. SEC probing Robinhood compliance with short selling rules -filing

Österreich Nachrichten Nachrichten

U.S. SEC probing Robinhood compliance with short selling rules -filing
Österreich Neuesten Nachrichten,Österreich Schlagzeilen
  • 📰 Reuters
  • ⏱ Reading Time:
  • 9 sec. here
  • 2 min. at publisher
  • 📊 Quality Score:
  • News: 7%
  • Publisher: 97%

Retail trading platform Robinhood Markets Inc disclosed in a filing on Wednesday that the U.S. Securities and Exchange Commission has been probing the company's compliance with short selling rules since October 2021.

Robinhood said it received additional requests from the SEC in the second quarter of this year for information related to the company's compliance

with trade reporting requirements in connection with securities and fractional share lending.Reporting by Hannah Lang in Washington Editing by Chris Reese

Wir haben diese Nachrichten zusammengefasst, damit Sie sie schnell lesen können. Wenn Sie sich für die Nachrichten interessieren, können Sie den vollständigen Text hier lesen. Weiterlesen:

Reuters /  🏆 2. in US

Österreich Neuesten Nachrichten, Österreich Schlagzeilen

Similar News:Sie können auch ähnliche Nachrichten wie diese lesen, die wir aus anderen Nachrichtenquellen gesammelt haben.

Crypto Investors Actively Sign Petition to Remove Gary Gensler as Chairman of SECCrypto Investors Actively Sign Petition to Remove Gary Gensler as Chairman of SECCrypto community's petition to remove Gensler as chairman of the SEC nears 20,000 signatures crypto sec xrpsec coinsec
Weiterlesen »

U.S. SEC addresses Wall Street 'misconceptions' about conflicts of interestU.S. SEC addresses Wall Street 'misconceptions' about conflicts of interestThe U.S. Securities and Exchange Commission (SEC) on Wednesday published a staff bulletin that seeks to clarify how broker dealers and investment advisors must address conflicts of interest when providing advice and recommendations to investors.
Weiterlesen »

Binance US Delists Crypto Token 'out of an Abundance of Caution' After SEC Says It's a Security – Regulation Bitcoin NewsBinance US Delists Crypto Token 'out of an Abundance of Caution' After SEC Says It's a Security – Regulation Bitcoin NewsBinance's U.S. platform is delisting crypto token amp after the Securities and Exchange Commission (SEC) declared it a security.
Weiterlesen »

Robinhood's Tenev Says the Retail Brokerage Firm Is Not Interested in Selling Itself Despite StrugglesRobinhood's Tenev Says the Retail Brokerage Firm Is Not Interested in Selling Itself Despite StrugglesThe CEO said the brokerage firm may look to make its own acquisition in a down market.
Weiterlesen »

Carvana Can Once Again Start Selling In Illinois After Losing License For The Second Time | CarscoopsCarvana Can Once Again Start Selling In Illinois After Losing License For The Second Time | Carscoops carscoops ⚠️
Weiterlesen »

U.S. SEC addresses Wall Street 'misconceptions' about conflicts of interestU.S. SEC addresses Wall Street 'misconceptions' about conflicts of interestThe U.S. Securities and Exchange Commission (SEC) on Wednesday published a staff bulletin that seeks to clarify how broker dealers and investment advisors must address conflicts of interest when providing advice and recommendations to investors.
Weiterlesen »



Render Time: 2025-03-21 08:00:54