Some Securities Fraudsters Escape Paying SEC Fines

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Some Securities Fraudsters Escape Paying SEC Fines
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The SEC has written off more than $10 billion in fines since 2009, according to a Wall Street Journal analysis of SEC financial statements and budget documents

WASHINGTON—Wall Street watchdogs often tout the fines they levy on alleged wrongdoers. Yet much of that money is never collected.

The Securities and Exchange Commission over the five years ending in 2018 took in 55% of the $20 billion in enforcement fines set through settlements or court judgments, according to agency statistics. During the prior five years, from 2009 through 2013, the SEC collected on 60% of $14.6 billion.

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