Robinhood Markets Inc. has received a notice from the Securities and Exchange Commission about alleged securities violations at its crypto division
FILE - Electronic screens in New York's Times Square announce the Robinhood IPO, July 29, 2021. . The company said in a regulatory filing that it received investigative subpoenas from the SEC about issues including cryptocurrency listings, custody of cryptocurrencies, and platform operations. .
The filing said that the potential action may involve a civil injunctive action, public administrative proceeding or a cease-and-desist proceeding. Remedies that may be sought include an injunction, a cease-and-desist order, disgorgement, pre-judgment interest, civil money penalties, and censure, revocation, and limitations on activities.
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Robinhood Markets receives SEC notice for alleged securities violations at crypto unitRobinhood Markets Inc. has received a notice from the Securities and Exchange Commission about alleged securities violations at its crypto division. The company said in a regulatory filing that it received investigative subpoenas from the SEC about issues including cryptocurrency listings, custody of cryptocurrencies, and platform operations.
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